At D.A. Davidson Companies, we identify and evaluate market trends, investment ideas and business opportunities, and turn them into actionable insights and strategies. Founded in 1935 as a small brokerage firm, D.A. Davidson has grown into a diversified financial services company comprised of seven distinct business units across the U.S. Through the years, our most important service has remained consistent: a personalized approach that reflects the individuality of each of our clients. As part of an employee-owned company, each of our associates has a unique perspective of success. We believe in doing what is right for our clients and are empowered to deliver high-impact solutions. We are with our clients every step of the way—leveraging our nationally-recognized research, capital markets and investment banking expertise, and a robust network of financial advisors. Clients not only benefit from our expansive platform of solutions and services, but also from strong values rooted in tradition and a deep sense of responsibility to our communities.

Marketing Supervisor

MarketingMarketingFull TimeRemoteTeam 1,001-5,000Since 1935H1B No SponsorCompany Site LinkedIn

Location

United States

Posted

41 days ago

Salary

$58K - $78K / year

Bachelor DegreeEnglish

Job Description

• Serve as a supervisory principal for the timely and accurate review and approval of traditional and electronic marketing, advertising and other business communications. • Work with Financial Professionals, branch staff, and Marketing on constructive revisions to meet applicable regulatory standards. • Serve as a supervisory subject matter expert for various social media communications mediums including, but not limited to, Facebook, LinkedIn, etc. • Serve as a resource for the Regional Directors, Regional Supervisory Principals and Branch Office Managers with respect to Communications with the Public. • Assist in development of training and processes related to Communications with the Public as identified through various supervisory reviews or regulatory updates. • Stay current on industry and regulatory updates and trends that affect how materials may be presented.

Job Requirements

Bachelor’s degree in finance, accounting or business-related field; or relevant securities industry experience.
Applicable industry exams: FINRA SIE, Series 7, Series 9/10 or 24, and Series 66 or 63/65. If not licensed, must obtain within 120 days.
Solid knowledge of FINRA, SEC, and MSRB rules concerning advertising and communications with the public, including social media.
Prior experience reviewing and approving broker/dealer and investment advisory communications preferred.
Strong written, oral and human relations skills. This role interacts with branch staff, marketing department personnel, and other supervisory personnel.
Ability to independently, reasonably, and consistently apply Communication with the Public rules in a supportive marketing environment.
Ability to assess overall risk and propose creative solutions based on current regulatory requirements.
High understanding of various software and capabilities, including Word, PowerPoint, Excel, and Outlook.
Strong organizational skills and attention to detail. Ability to work with a high-degree of accuracy while prioritizing multiple tasks.
Team player who projects a professional and personable manner at all times. Maintain client and Firm confidentiality.
Occasional opportunity to travel to educational conferences
Ability to adapt to change and exhibit sound judgment.
Ability to maintain regular, predictable attendance.
Must have good time-management skills and be a self-starter.

Benefits

Medical, Dental and Vision
Company 401(k)and ESOP contribution
Generous sick, vacation, and maternity/parental leave
Paid holidays
Professional Development Opportunities
Tuition Reimbursement ($15,000 lifetime cap)
Discounted personal insurance including home, auto and recreational vehicles
Charitable gift-matching program
Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.