Mercury

Banking for startups: mercury.com

Senior Compliance Risk Manager – Ethics Program Lead

ComplianceComplianceFull TimeRemoteTeam 201-500Since 2019H1B SponsorCompany SiteLinkedIn

Location

California + 2 moreAll locations: California, New York, Oregon

Posted

59 days ago

Salary

$144.8K - $201.1K / year

Bachelor Degree5 yrs expEnglish

Job Description

• Own and build Mercury’s Ethics & Conduct program: • Design, implement, and scale ethics programs including Conflicts of Interest, Gifts & Entertainment, and Anti-Bribery & Corruption. • Maintain and enhance existing ethics-related programs such as Whistleblowing (Speak-Up) and Insider Trading • Define clear ownership models, escalation paths, and governance structures for ethics-related issues • Create practical, auditable processes: • Build intake, disclosure, review, escalation, and documentation workflows for ethics-related matters • Partner with Legal and the People team on investigations, sensitive employee issues, and remediation • Ensure programs are well-documented, consistently applied, and audit- and exam-ready • Develop employee-facing guidance and training • Translate ethics and conduct expectations into clear, practical guidance for employees • Partner with Compliance Training to design and roll out targeted ethics training and communications • Support annual attestations, certifications, and ongoing reinforcement of ethical expectations

Job Requirements

  • 5–8+ years of experience in compliance, risk, ethics, governance, or related roles within fintechs, financial institutions, or other regulated environments
  • Hands-on experience building or operating ethics, conduct, or governance programs and associated workflows (e.g., conflicts of interest, whistleblowing, ABAC, investigations)
  • Strong judgment and comfort handling sensitive, ambiguous, or high-stakes situations
  • Excellent written and verbal communication skills, with the ability to influence across teams
  • Ability to independently develop and drive programs forward without dedicated engineering support.

Benefits

  • base salary
  • equity (stock options)

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