Senior Internal Auditor – FR Y-15 Regulatory Reporting
Location
United States
Posted
5 days ago
Salary
Not specified
No structured requirement data.
Job Description
Role Description
Our client is seeking an Experienced Internal Auditor to lead audits of U.S. regulatory reporting, with a primary focus on the FRY‑15 Systemic Risk Report. This role evaluates end‑to‑end reporting processes, data lineage, and control effectiveness across Finance, Regulatory Reporting, Risk, and Technology functions. The ideal candidate brings deep knowledge of regulatory reporting requirements, strong analytical capability, and the ability to communicate clearly with senior stakeholders in a fast‑moving environment.
No Visa Sponsorship
Contract Duration: 4 to 5 months | W2
Work Model: Remote (U.S. Based)
Qualifications
- Advanced Excel skills; comfort with analytics and data validation.
- Strong understanding of data controls, data quality, and reporting governance.
- Ability to synthesize complex issues into concise, actionable insights for senior leadership.
- 5–8+ years in internal audit, assurance, regulatory reporting, or risk within banking.
- Direct FRY‑15 experience (testing, preparing, or auditing).
- Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field required. Advanced degrees or professional certifications (CPA, CIA, CRCM, FRM) are preferred but not required.
Requirements
- Work independently and manage audit execution with minimal oversight.
- Identify control gaps, develop clear findings, and track remediation progress.
- Lead audits over FRY‑15 and support reviews of related reports (FRY‑14, FRY‑9C, FFIEC).
- Assess data lineage, data transformation logic, and control design from source systems through final regulatory filing.
- Perform analytics‑driven testing using advanced Excel; SQL, Python, or BI tools are a plus.
- Evaluate compliance with regulatory reporting standards and internal governance frameworks.
- Collaborate with cross‑functional partners in Finance, Risk, Technology, and Regulatory Reporting.
Company Description
Job Requirements
- Advanced Excel skills; comfort with analytics and data validation.
- Strong understanding of data controls, data quality, and reporting governance.
- Ability to synthesize complex issues into concise, actionable insights for senior leadership.
- 5–8+ years in internal audit, assurance, regulatory reporting, or risk within banking.
- Direct FRY‑15 experience (testing, preparing, or auditing).
- Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field required. Advanced degrees or professional certifications (CPA, CIA, CRCM, FRM) are preferred but not required.
- Work independently and manage audit execution with minimal oversight.
- Identify control gaps, develop clear findings, and track remediation progress.
- Lead audits over FRY‑15 and support reviews of related reports (FRY‑14, FRY‑9C, FFIEC).
- Assess data lineage, data transformation logic, and control design from source systems through final regulatory filing.
- Perform analytics‑driven testing using advanced Excel; SQL, Python, or BI tools are a plus.
- Evaluate compliance with regulatory reporting standards and internal governance frameworks.
- Collaborate with cross‑functional partners in Finance, Risk, Technology, and Regulatory Reporting.
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