Equity Research Associate – Supervisory Analyst
Research AnalystResearch AnalystFull TimeRemoteTeam 10,001+Since 2019H1B SponsorCompany SiteLinkedIn
Location
North Carolina
Posted
18 days ago
Salary
$160K / year
Bachelor Degree5 yrs expEnglish
Job Description
• Provide supervisory approval for research reports and other content
• Ensure the workflow of the equity research runs smoothly and in a compliant manner
• Interact as needed with the equity research teams, research management, the corporate access team and compliance (control group)
• Trade surveillance and email review
• Serve as an administrator and department resource for our publishing system, BlueMatrix
Job Requirements
- BA/BS degree
- Prior equity research or SA experience (at least 3-5 years)
- FINRA Registrations (7, 63, 87, 16 and/or 24)
- Working knowledge of FINRA, SEC and other regulations related to equity research content and practices (i.e., 2241, 2210, Reg AC, etc.)
- Strong attention to detail and editing skills in a fast-paced and sometimes time-constrained environment
- Ability to communicate efficiently and effectively by phone, email, IM, or in person with analyst teams
- Comfortable working in a team environment with other SAs as a collective group
- Strong technology skills (Outlook, Word, Excel, PowerPoint, BlueMatrix web-based publishing platform, other)
Benefits
- medical
- dental
- vision
- life insurance
- disability
- accidental death and dismemberment
- tax-preferred savings accounts
- 401k plan
- no less than 10 days of vacation
- 10 sick days
- paid holidays
