• Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money-laundering and fraud, and other Nadex rule violations. • Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-related functions and investigative responsibilities. • Communicate compliance analysis and findings to department management and staff, and to other members of the business. • Perform AML/KYC, sales solicitations, and marketing material reviews. • Monitor and respond to customer and internal questions for Compliance. • Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations. • Prepare written reports that are reviewed by management staff or presented to Exchange committees. • Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit.