• Assist in facilitating state license applications • Organize and monitor licensing efforts • Assist in monitoring and testing company processes to ensure compliance with company policies and procedures and regulatory guidelines. • Document review, data analysis, and/or evidence production for the Compliance Department. • Research testing findings, root cause issues, and develop / propose solutions for practices that are out of compliance. • Take ownership over and provide recommendations for improvement of Compliance Management System processes. • Prepare and maintain reports for management • Any other Compliance-related tasks necessary to ensure to the growth of the Compliance Management System