KOR Financial
An Upgraded Trade Repository. Built Fundamentally Better.
Manager, Regulatory Intelligence
Location
New York
Posted
70 days ago
Salary
$120K - $180K / year
Bachelor Degree7 yrs expEnglish
Job Description
• Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators.
• Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions.
• Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries.
• Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients.
• Develop and maintain knowledge base articles to educate and inform clients on regulatory changes.
• Create requirement outlines for product and compliance teams based on regulatory developments.
• Act as a point of escalation for regulatory questions from clients and internal stakeholders.
• Participate in client meetings to provide subject matter expertise on regulatory requirements.
• Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.).
• Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality.
Job Requirements
- 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
- Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently.
- Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
- Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
- Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
- Experience collaborating with technology and product teams on regulatory implementation projects.
- Highly motivated, self-starter with the ability to work independently and drive projects forward.
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