Alpaca
Developer APIs for stocks and crypto trading, investing apps, and embedded fintech.
Brokerage Operations, Margin and Options Associate
Location
United States
Posted
23 days ago
Salary
Not specified
Professional Certificate3 yrs expEnglish
Job Description
• Monitor customer activity in near-real-time to manage trading exposure in margin and options.
• Review daily reporting and take appropriate action for exceptions.
• Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
• Perform option expiration processes and risk mitigation.
• Customer Service focus.
• Drive process improvements and efficiencies.
• Review fraud alerts on day to day basis.
• Ad hoc duties and projects as assigned.
Job Requirements
- Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment
- 3+ years of brokerage operations experience
- Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment
- Experience with FINRA, OCC regulations and systems
- Ability to work effectively and supportively within a team environment, and the ability to work independently
- Must possess the ability to adapt to a changing business and regulatory environment
- Enjoys challenges and taking ownership of new responsibilities
Benefits
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
