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Principal Compliance Associate
Location
United States
Posted
33 days ago
Salary
$83.4K - $166.8K / year
Job Description
Job Requirements
- 5+ years of progressive experience in regulatory compliance, consumer protection, licensing, or risk management, or an equivalent combination of experience and advanced education in law, finance, business, or a related field.
- Demonstrated subject matter expertise in U.S. federal and state consumer protection frameworks (including but not limited to UDAAP, Reg E, Reg DD, Reg Z) as well as complaint handling and money transmitter and lending licensing and examination processes.
- Proven ownership of compliance governance functions, including complaint management programs, regulatory issue tracking, remediation oversight, and risk escalation to senior stakeholders.
- Experience serving as a primary point of contact with regulators, including drafting and overseeing formal regulatory responses, managing examinations, and coordinating cross-functional inputs.
- Strong ability to design, implement, and maintain compliance frameworks, policies, SOPs, and controls aligned with consumer protection and fair consumer outcomes.
- Demonstrated experience using project management tools, including Jira, Confluence, or similar tools to manage compliance workflows, regulatory deliverables, and audit-ready documentation.
- Exceptional organizational skills with the ability to prioritize and manage competing regulatory obligations, meet SLAs, and exercise sound judgment under time and risk pressure.
- Excellent written and verbal communication skills, including the ability to translate complex regulatory requirements into clear, actionable guidance and defensible regulatory documentation.
Benefits
- Offers Equity
- Offers Bonus
- Health insurance
- 401(k) matching
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