Director, Compliance
Location
Florida + 8 moreAll locations: Florida, Illinois, Iowa, Ohio, Michigan, Minnesota, Missouri, Texas, Wisconsin
Posted
54 days ago
Salary
Not specified
Bachelor Degree8 yrs expEnglish
Job Description
• Develop, implement, and maintain detailed compliance management procedures consistent with applicable laws and regulations.
• Oversee the CMS framework, including risk and control identification, reporting, monitoring, testing, change management, training, complaint management, governance, and regulatory relations.
• Serve as the designated Director of Compliance, authorized to engage with all departments and effect corrective action as necessary.
• Ensure compliance responsibilities are communicated and incorporated into business processes across the organization.
• Lead the development and maintenance of risk assessments for various processes and programs to identify risks, create internal controls, and implement mitigation factors.
• Review and update policies and procedures to ensure alignment with legal requirements and Connexus standards.
• Coordinate and deliver comprehensive compliance training for all employees, tailored to job functions.
• Oversee the process for receiving, recording, investigating, and resolving consumer complaints.
• Conduct regular compliance quality assurance testing to evaluate adherence to laws, regulations, and internal policies.
• Maintain proactive monitoring systems to identify procedural or training weaknesses.
Job Requirements
- Bachelor’s degree or commensurate experience is Required
- 8+ years of prior compliance experience within a financial institution is Required
- 8+ years of direct people leader experience is Required
- Extensive knowledge of federal and state consumer financial protection laws and regulations is Required
- Experience in compliance management, risk assessment, and quality assurance testing is Required
Benefits
- 25 days of paid time off and 10 paid holidays
- 16 hours of paid Volunteer Time Off
- 401K Retirement with up to 6% employer match
- Excellent Health, Dental, Vision insurance, including multiple plan options
- Health Savings Account with generous employer contributions
- Employer paid Life insurance, Short-Term and Long-Term Disability
- Tuition Reimbursement from $4,000 - $7,000 per calendar year
- Robust Learning and Development program that includes an annual professional development stipend
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