Senior Internal Auditor
Location
United States
Posted
3 days ago
Salary
Not specified
No structured requirement data.
Job Description
Role Description
Our client is seeking a Senior Internal Auditor with experience auditing U.S. regulatory reporting processes, specifically within the FR‑Y series (FRY‑9C, FRY‑14, FRY‑15, or similar Federal Reserve reports). This role focuses on evaluating data quality, reporting controls, and governance across Finance, Regulatory Reporting, Risk, and Technology functions.
The ideal candidate brings strong internal audit experience, familiarity with regulatory reporting requirements, and the ability to operate independently in a fast‑moving environment.
No Visa Sponsorship
Contract Duration: 4 to 5 months | W2
Work Model: Remote (U.S. Based)
Requirements
- Identify control gaps, develop clear findings, and track remediation to closure.
- Partner with Finance, Regulatory Reporting, Risk, and Technology stakeholders.
- Communicate succinctly with senior leaders and operate with minimal oversight.
- Lead and execute audits over U.S. regulatory reporting processes, including FR‑Y series reports (FRY‑9C, FRY‑14, FRY‑15, FFIEC, or related).
- Evaluate data lineage, data transformation logic, and control effectiveness from source systems through final regulatory filing.
- Perform analytics‑driven testing using advanced Excel; SQL, Python, or BI tools are a plus.
- Assess compliance with regulatory reporting requirements and internal governance frameworks.
Qualifications
- Advanced Excel skills and comfort with analytics‑driven testing.
- Ability to synthesize complex issues into clear, actionable insights.
- Strong understanding of data controls, data quality, and reporting governance.
- 5–8+ years of internal audit, assurance, regulatory reporting, or risk experience within banking or financial services.
- Experience with any FR‑Y regulatory report (FRY‑9C, FRY‑14, FRY‑15, or similar).
- Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field required. Advanced degrees or professional certifications (CPA, CIA, CRCM, FRM) are preferred but not required.
Preferred Skills
- Familiarity with SQL, Python, or business intelligence tools.
- Professional certifications such as CPA, CIA, CRCM, FRM, or similar.
- Broader exposure to regulatory reporting frameworks (e.g., CCAR, capital planning, FFIEC).
- Experience auditing financial statement reporting in a regulated banking environment.
Job Requirements
- Identify control gaps, develop clear findings, and track remediation to closure.
- Partner with Finance, Regulatory Reporting, Risk, and Technology stakeholders.
- Communicate succinctly with senior leaders and operate with minimal oversight.
- Lead and execute audits over U.S. regulatory reporting processes, including FR‑Y series reports (FRY‑9C, FRY‑14, FRY‑15, FFIEC, or related).
- Evaluate data lineage, data transformation logic, and control effectiveness from source systems through final regulatory filing.
- Perform analytics‑driven testing using advanced Excel; SQL, Python, or BI tools are a plus.
- Assess compliance with regulatory reporting requirements and internal governance frameworks.
- Advanced Excel skills and comfort with analytics‑driven testing.
- Ability to synthesize complex issues into clear, actionable insights.
- Strong understanding of data controls, data quality, and reporting governance.
- 5–8+ years of internal audit, assurance, regulatory reporting, or risk experience within banking or financial services.
- Experience with any FR‑Y regulatory report (FRY‑9C, FRY‑14, FRY‑15, or similar).
- Bachelor's degree in Accounting, Finance, Economics, Business, Information Systems, or a related field required. Advanced degrees or professional certifications (CPA, CIA, CRCM, FRM) are preferred but not required.
- Preferred Skills
- Familiarity with SQL, Python, or business intelligence tools.
- Professional certifications such as CPA, CIA, CRCM, FRM, or similar.
- Broader exposure to regulatory reporting frameworks (e.g., CCAR, capital planning, FFIEC).
- Experience auditing financial statement reporting in a regulated banking environment.
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