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Role Description

This Compliance Consultant role will help Optum Financial prevent, detect, and correct compliance risk by strengthening governance, monitoring, and issue management across the business.

• Compliance Governance & Program Support
  • Assist with the development, maintenance, and implementation of Optum Financial compliance policies, standards and standard operating procedures
  • Support compliance training governance activities including training content maintenance and oversight of training completion
  • Contribute to compliance risk assessments and regulatory change reviews by gathering information, documenting impacts, and supporting analysis
  • Help ensure compliance documentation remains current and well organized
• Compliance Testing, Monitoring & Issue Management
  • Execute risk-based compliance testing and monitoring activities under the direction of Compliance leadership
  • Assist in developing testing workpapers, documenting results, and summarizing findings in a clear and defensible manner
  • Support issue management activities including tracking, validating, and documenting remediation of corrective action plans
  • Maintain accurate records and evidence to support internal reviews, audits, and regulatory examinations
• Compliance Advisory & Regulatory Support
  • Support financial crimes compliance activities (e.g., Anti-Money Laundering (AML), Sanctions) by assisting with risk assessments, compliance framework, escalation / alert reviews, and advisory support as needed
  • Support compliance advisory activities by partnering with business teams on compliance questions, emerging risks and regulatory interpretation
  • Assist in researching regulatory requirements and documenting risk and decisioning in memo or briefing format
  • Escalate potential compliance concerns and emerging risks appropriately, supporting informed decision-making

Qualifications

• 3+ years of experience in banking compliance, financial crimes compliance, or a related financial legal and compliance function
• Experience supporting compliance testing, monitoring and/or risk assessments
• General understanding of US banking regulations, including financial crimes and sanctions compliance
• Demonstrated analytical, writing, and communication skills
• Proven attention to detail with a demonstrated sense of ownership and accountability
• Demonstrated ability to manage multiple priorities in a fast-paced environment

Requirements

• Professional compliance certification (e.g., CRCM, ACAMS, CFE, or similar)
• Experience within a bank, regulated fintech, or financial institution
• Experience working with compliance technology tools (e.g., case management systems, transaction monitoring, sanctions screening, regulatory change management tools)
• Experience supporting regulatory exams or external audits

Benefits

• Comprehensive benefits package
• Incentive and recognition programs
• Equity stock purchase
• 401k contribution (all benefits are subject to eligibility requirements)

Application Deadline

This will be posted for a minimum of 2 business days or until a sufficient candidate pool has been collected. Job posting may come down early due to volume of applicants.